US SEC Files Subpoena Enforcement Action Against Terra Development Company and CEO, Investigating Whether Securities Laws Were Violated
Ostrich Blockchain News, November 13 - The US Securities and Exchange Commission (SEC) announced it has filed a subpoena enforcement action against Terra development company Terraform Labs and its co-founder and CEO Do Kwon, requiring Terra to comply with investigation subpoenas regarding documents and testimony, and is investigating whether Terraform Labs and Do Kwon violated federal securities law regulations, including unregistered securities sales, unregistered broker-dealer activities, and unregistered investment company securities trading.
鸵鸟区块链11月13日消息，美国证券交易交易委员会（SEC）宣布对Terra开发公司Terraform Labs和其联合创始人兼首席执行官Do Kwon提起传票执法行动，要求Terra遵守有关文件和证词的调查传票，并正在调查Terraform Labs、Do Kwon是否违反联邦证券法规则，包括未登记证券销售、未注册经纪商或交易商、未注册投资公司从事证券交易。不过，SEC 当前正在继续进行实况调查，迄今为止，尚未得出任何个人或实体违反联邦证券法的结论。 SEC称，根据目前进行的调查，有理由相信Terraform Labs 和 Do Kwon面向美国投资者进行了mAssets和MIR代币的推广和出售分发。该申请将进一步寻求法院的命令，在作出裁决后，会指示Terraform Labs和Kwon完全遵守传票。
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